Broker Check

Jim Sr. at Investor Day in NYC

June 18, 2019


This month marks one year since our team joined LPL Financial after spending 27 years at our previous broker-dealer. It's been an incredible year for our firm and towards the end of May, I was invited to represent 16,000+ advisors at LPL Financial's Investor Day in New York City. 

LPL is the largest independent broker-dealer and a publicly traded company, and hosted a half-day presentation attended largely by financial analysts and investors. As part of the showcase, I was asked to share my experience so far at LPL.

See today's press release about the event here.